CP Pathway Webinar #5
The Role of Governance
The 5th webinar in the Client Protection Pathway Implementation Seriesreviews the role of the board and senior management in ensuring that strong client protection practices are incorporated and sustained in a financial institution. It will cover – (1) Importance and role of the Board in providing strategic direction on client protection, (2) How can the board and management identify, analyse and respond to/mitigate the risk of weak client protection practices in a financial institution, and (3) With DFS increasing its footprint, what is the role of governance in ensuring client protection standards are implemented in an FSPs digital products and processes.
- Watch the webinar in English
- Watch the webinar in Spanish
Client Protection Pathway Implementation Series
The Client Protection Pathway describes the steps that a financial service provider can take to implement the client protection practices necessary to avoid harming clients and communicate this progress to investors. The Pathway gives providers a roadmap for implementing the Client Protection Standards and helps them stay on track.
Protecting your clients is essential to your business and to their welfare, but it is not easy. At every step on the Pathway, we have resources and support ready for you. When you join the Client Protection Pathway, you join a global network of people who are committed to client protection.
We encourage all financial service providers on the Pathway to implement better practices by learning about critical client protection topics covered in our Implementation Series. Signing up to the Client Protection Pathway signs you up to the series. You can find recordings and presentations from past events here.